Charley Roberts
Charley Roberts is a registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
915 Highland Pt. Drive, Suite 150, Roseville, CA, 95678
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charley sells and services insurance products, including fixed annuities and life/health insurance, dedicating about 10-20% of his time. He is also a Registered Representative with Sierra Ridge Wealth Management, spending nearly full-time on sales and service related to financial services, including mutual funds and insurance products.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Suntrust Investment Services, INC.Broker
Legend Equities CorporationBroker
Fsc Securities CorporationBroker
Irm Distributors, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.