BD
BD

Brendan Duggan

26 Years of Experience
Scottsdale, AZ
Broker

Brendan Duggan is a registered investment advisor, based in Scottsdale, AZ, with 26 years of industry experience.

Location

Scottsdale, AZ

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Brendan is a signor on his spouse's business bank account for Skinfully Rich LLC, a retail business. He is also an IAR with Kestra Advisory Services LLC, a managing partner and 50% owner of Prominent Peak Wealth Management, a member/manager of Beachbumz LLC, and the owner of Prominent Peak Tax Services and Prominent Peak Tax and Estate Services.

Employment History
Current Registrations
Kestra Advisory Services, LLC
September 2021 - Present · 4 yrs 10 mos
Kestra Investment Services, LLCBroker
September 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2013 - September 2021 · 8 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
February 2013 - September 2021 · 8 yrs 7 mos
Edward JonesBroker
January 2002 - February 2013 · 11 yrs 1 mo
Charles Schwab & CO., INC.Broker
September 1999 - December 2001 · 2 yrs 3 mos
State Registrations6 states
AZCACOFLMOOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.