Michael Chamberlain is a registered investment advisor, based in San Diego, CA, with 26 years of industry experience.
Location
655 W Broadway 11th Fl, San Diego, CA, 92101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael serves as a co-executor for Dolores Chamberlain's estate, a fiduciary position he has held since 2015. This requires minimal time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
March 2022 - Present · 4 yrs 6 mos
Cetera Advisors LLC
March 2022 - Present · 4 yrs 6 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
January 2022 - March 2022 · 2 mos
Cetera Advisors LLCBroker
April 2020 - March 2022 · 1 yr 11 mos
First Allied Advisory Services, INC.
August 2013 - November 2020 · 7 yrs 3 mos
First Allied Securities, INC.Broker
August 2013 - September 2022 · 9 yrs 1 mo
NFP Securities, INC.
January 2008 - August 2013 · 5 yrs 7 mos
NFP Securities, INC.Broker
January 2007 - August 2013 · 6 yrs 7 mos
Chase Investment Services CORP.Broker
December 2006 - January 2007 · 1 mo
A I M Distributors, INC.Broker
July 2005 - October 2006 · 1 yr 3 mos
Banc One Securities CorporationBroker
January 2004 - July 2005 · 1 yr 6 mos
A I M Distributors, INC.Broker
September 2003 - December 2003 · 3 mos
Invesco Distributors, INC.Broker
August 2000 - September 2003 · 3 yrs 1 mo
A I M Distributors, INC.Broker
May 1999 - August 2000 · 1 yr 3 mos
State Registrations2 states
CATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.