Charles Counce
Charles Counce is a registered investment advisor at Cetera Investment Advisers LLC, based in Corinth, MS, with 26 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
510 Taylor Street, Corinth, MS, 38834
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a board member for the Tennessee Valley Regional Housing Authority, providing general oversight and advice to the executive director. This requires minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Cetera Investment Services LLC
Bancorpsouth Investment Services, INC.Broker
Bancorpsouth Investment Services, INC.
LPL Financial Corporation
LPL Financial CorporationBroker
Edward Jones
Edward JonesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.