SB
SB

Susan Brough

23 Years of Experience
St. Louis, MO
Broker

Susan Brough is a registered investment advisor at Wells Fargo Advisors, based in St. Louis, MO, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

One North Jefferson Avenue, H0004-05C, St. Louis, MO, 63103

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Susan is an independent consultant for Touchstone Crystal Jewelry since 2017, selling jewelry. This activity is not investment-related and takes about 10-20% of her time.

Employment History
Current Registrations
Wells Fargo Advisors
March 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLC
March 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2024 - Present · 2 yrs 6 mos
Wells Fargo Advisors
November 2008 - Present · 17 yrs 10 mos
Wells Fargo Clearing Services, LLC
March 2008 - Present · 18 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2008 - Present · 18 yrs 6 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2006 - March 2008 · 1 yr 7 mos
Morgan Keegan & Company, INC.Broker
August 2005 - August 2006 · 1 yr
Scottrade, INC.Broker
October 2002 - August 2005 · 2 yrs 10 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.