Bruce Traub is a CFP-designated registered investment advisor at 724 Capital, LLC, based in Brea, CA, with 26 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,270 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Location
One Pointe Dr, Suite 205, Brea, CA, 92821
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce is an independent sales representative for fixed insurance products, dedicating a few hours per week to this activity. He also leads a study group and works full-time as an investment adviser representative for 724 Capital LLC.
Employment History
Current Registrations
724 Capital, LLC
Ministry Partners Securities, LLC
Ministry Partners Securities, LLCBroker
Previous Registrations
724 Capital, LLC
G. A. Repple & Company
G. A. Repple & CompanyBroker
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Legacy Financial Services, INC.Broker
Strongtower Financial, INC.
Strongtower Financial, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Pruco Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.