Harriett Barnes
Harriett Barnes is a registered investment advisor at Commonwealth Financial Network, based in Amherst, MA, with 27 years of industry experience. Harriett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
28 Amity Street, Suite 1C, Amherst, MA, 01002
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2007Other Business ActivitiesSells Insurance
Harriett sells fixed insurance under the name HB Financial Group, LLC, and is the sole member and manager of the same LLC, which serves as an operating company for her securities business. She is also a notary public.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fis Securities, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Patricia Shermeta, CFPOsaic Wealth, INC.
- Glenn Allan, ChFCCapital Analysts
- Nicholas Stern, CFPKestra Advisory Services, LLC
- Douglas Wheat, CFPPerigon Wealth Management, LLC
- Jedediah Liebert, CFPCambridge Investment Research Advisors, INC.
- Robert Pryor, CFPCapital Analysts