JG
JG

James Groves

26 Years of Experience
Louisville, KY
Broker

James Groves is a registered investment advisor at Raymond James & Associates, INC., based in Louisville, KY, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4969 Us Hwy 42, Suite 1600, Louisville, KY, 40222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a member of James E Groves Jr Family LLC, which was created to hold University of Louisville Basketball and Football tickets. He spends minimal time on this activity, which is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2015 - Present · 10 yrs 6 mos
Raymond James & Associates, INC.
November 2015 - Present · 10 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Edward Jones
November 2006 - December 2015 · 9 yrs 1 mo
Edward JonesBroker
May 2003 - December 2015 · 12 yrs 7 mos
Prudential Securities IncorporatedBroker
June 1999 - June 2003 · 4 yrs
State Registrations25 states
AKALARCACOFLGAIAILINKSKYLAMAMDMONCNYOHPASCTNTXVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
James Groves - Financial Advisor | TrueAdvisor