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Seth Hoffman

26 Years of Experience
St. Petersburg, FL
Broker

Seth Hoffman is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2017 - Present · 8 yrs 7 mos
Raymond James & Associates, INC.
October 2017 - Present · 8 yrs 7 mos
Raymond James Financial Services, INC.
October 2017 - Present · 8 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2017 - Present · 8 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Invest Financial Corporation
June 2011 - October 2017 · 6 yrs 4 mos
Invest Financial CorporationBroker
February 2011 - October 2017 · 6 yrs 8 mos
MML Investors Services, LLC
June 2010 - February 2011 · 8 mos
MML Investors Services, LLCBroker
May 2010 - February 2011 · 9 mos
Gunnallen Financial, INC
August 2005 - March 2010 · 4 yrs 7 mos
Gunnallen Financial, INCBroker
June 2005 - March 2010 · 4 yrs 9 mos
Gunnallen Financial, INC
October 2004 - March 2005 · 5 mos
Gunnallen Financial, INCBroker
October 2004 - March 2005 · 5 mos
T. Rowe Price Advisory Services, INC.
April 2003 - October 2004 · 1 yr 6 mos
T. Rowe Price Investment Services, INC.Broker
September 2002 - October 2004 · 2 yrs 1 mo
Gunnallen Financial, INCBroker
September 1999 - August 2002 · 2 yrs 11 mos
Gsg Securities, INC.Broker
July 1999 - September 1999 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.