CA
CA

Cindy Alexander

15 Years of Experience
Vienna, VA
Broker

Cindy Alexander is a registered investment advisor at Cetera Investment Advisers LLC, based in Vienna, VA, with 15 years of industry experience. Cindy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

8391 Old Courthouse Rd Ste 203, Vienna, VA, 22182

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Cindy works as a registered administrative assistant for VLP Financial Advisors, dedicating a full-time commitment. She also works as a notary public, requiring minimal time, and holds power of attorney for Paul Shaw, with varying time commitments.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLC
September 2016 - Present · 10 yrs
Cetera Wealth Services, LLCBroker
September 2016 - Present · 10 yrs
Previous Registrations
Cetera Advisor Networks LLC
April 2018 - June 2023 · 5 yrs 2 mos
Financial Network Investment CorporationBroker
November 2001 - June 2007 · 5 yrs 7 mos
Alliance Fund Distributors, INC.Broker
August 1999 - December 1999 · 4 mos
State Registrations11 states
AZCACODCMDNCNJNMNYUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.