John Ware
John Ware is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in Raleigh, NC, with 24 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
5511 Capital Center Drive, Suite 104, Raleigh, NC, 27606
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business ActivitiesSells Insurance
John offers insurance and annuity products outside of Guardian, dedicating a few hours per week to this activity. He also serves as executor for his parents' estates and his stepfather's estate, requiring minimal time.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Uvest Financial Services Group, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.