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Richard Pascale

Lifemark Securities CORP.
27 Years of Experience
Massapequa Park, NY
6 DisclosuresBrokerSells Insurance
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Richard Pascale is a registered investment advisor at Lifemark Securities CORP., based in Massapequa Park, NY, with 27 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,053 clients with $420M in assets under management.

Lifemark Securities CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
1,053 clients
Average Client Portfolio
$404K average
Assets Under Management
$424.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Representative fees generally range from 0.35% to 0.5% based on asset level, up to a maximum of 2.0%. Total client fees may exceed 2.0% depending on program selection and third-party manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Massapequa Park, NY

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2026
Pending
Financial
December 2025
Final
Financial
October 2025
Final
Financial
May 2025
Final
Financial
May 2025
Final
Customer Dispute
April 2024
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard owns 50% of Classic Benefit Planners, Ltd., where he works as a life, health, and accident insurance agent, also serving as Secretary and Treasurer. He also works as an independent life and health insurance agent, dedicating about a quarter of his time to Classic Benefit Planners and a few hours per week to his independent agent activities.

Employment History
Current Registrations
Lifemark Securities CORP.
August 2021 - Present · 5 yrs 2 mos
Lifemark Securities CORP.Broker
February 2005 - Present · 21 yrs 8 mos
Previous Registrations
Hornor, Townsend & Kent, INC.
December 2001 - February 2005 · 3 yrs 2 mos
Hornor, Townsend & Kent, INC.Broker
December 2001 - February 2005 · 3 yrs 2 mos
1717 Capital Management CompanyBroker
September 2000 - January 2002 · 1 yr 4 mos
AXA Advisors, LLCBroker
June 1999 - October 2000 · 1 yr 4 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1999 - January 2000 · 7 mos
State Registrations9 states
DCFLNCNJNVNYORSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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