BC
BC
Barry Carpenter
23 Years of Experience
Greensboro, NC
1 Disclosure
Barry Carpenter is a registered investment advisor at Cascades Capital Asset Management, LLC, based in Greensboro, NC, with 23 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 327 clients with $320M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
327 clients
Average Client Portfolio
$985K average
Assets Under Management
$322.0M
Fee Structure
Planning is included in investment management
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1840 Pembroke Road, Suite 1, Greensboro, NC, 27408
Get directionsHistory
Regulatory History (1)
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Regulatory
March 2004Final
Employment History
Current Registrations
Cascades Capital Asset Management, LLC
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Old North State Trust, LLC
June 2004 - March 2013 · 8 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1999 - January 2002 · 2 yrs 7 mos
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.