Andrew Mullane
Andrew Mullane is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Hauppauge, NY, with 17 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1300 Veterans Memorial Hwy, Suite 240, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (4)
Customer Dispute
August 2002Customer Dispute
January 2002Customer Dispute
January 2002Criminal
September 1996Other Business ActivitiesSells Insurance
Andrew sells fixed insurance outside of Cetera, with variable annuities and equity indexed annuities coming through Cetera. He is also the Vice-President of Omnia Financial, LLC, a DBA for branding, marketing, and website purposes.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
SA Stone Investment Advisors INC.
SA Stone Wealth Management INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
R.M. Stark & CO., INC.Broker
Carnegie Investor Services INC.Broker
Royce Investment Group, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.