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Laura Bullock

22 Years of Experience
Factoryville, PA
Broker

Laura Bullock is a registered investment advisor at Raymond James & Associates, INC., based in Factoryville, PA, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Factoryville, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
January 2023 - Present · 3 yrs 4 mos
Raymond James Financial Services Advisors, INC
January 2023 - Present · 3 yrs 4 mos
Raymond James Financial Services, INC.
January 2022 - Present · 4 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2022 - Present · 4 yrs 4 mos
Raymond James & Associates, INC.
January 2022 - Present · 4 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
MML Investors Services, LLCBroker
September 2021 - December 2021 · 3 mos
M&t Securities, INC.Broker
September 2017 - June 2021 · 3 yrs 9 mos
Msi Financial Services, INC.Broker
November 2010 - December 2016 · 6 yrs 1 mo
New England SecuritiesBroker
November 2010 - January 2015 · 4 yrs 2 mos
Garden State Securities, INC.Broker
July 2009 - November 2010 · 1 yr 4 mos
First Montauk Securities CORP.Broker
November 2003 - December 2008 · 5 yrs 1 mo
First Security Investments, INC.Broker
September 2000 - November 2002 · 2 yrs 2 mos
State Registrations2 states
FLPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.