JA
JA

James Aquino

26 Years of Experience
Tacoma, WA
Broker

James Aquino is a registered investment advisor at Morgan Stanley, based in Tacoma, WA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1301 A Street, Suite 300, Tacoma, WA, 98402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

James is a board member and secretary/treasurer for the Wright Park Condominium Association, receiving no compensation. He also owns real estate in Tacoma, Washington, spending a few hours per week on oversight of the property manager.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
September 1999 - June 2009 · 9 yrs 9 mos
Citigroup Global Markets INC.Broker
June 1999 - June 2009 · 10 yrs
State Registrations11 states
AZCAHIIDILMINVOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Aquino - Financial Advisor | TrueAdvisor