David Lee Hein

Envestnet Pmc

20 Years of Experience

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Areas of Practice

Investment Management

Envestnet Pmc

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

54 advisors

Number of Clients

2,021,610 clients

Average Client Portfolio

$263K average

Assets Under Management

$532.2B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Location

150 North Riverside Plaza , Suite 2050, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Envestnet Pmc

July 2017 - Present · 8 yrs 7 mos

Previous Registrations

Portfolio Brokerage Services, INC.Broker

October 2016 - January 2020 · 3 yrs 3 mos

Raymond James & Associates, INC.

April 2011 - April 2014 · 3 yrs

Raymond James & Associates, INC.Broker

April 2011 - April 2014 · 3 yrs

Howe Barnes Capital Management, INC.

December 2008 - December 2011 · 3 yrs

Howe Barnes Hoefer & Arnett, INC.Broker

July 2005 - September 2013 · 8 yrs 2 mos

Securities America Advisors, INC.

May 2003 - March 2005 · 1 yr 10 mos

Securities America, INC.Broker

December 2002 - February 2005 · 2 yrs 2 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.