KS
KS

Kenneth Sendlak

26 Years of Experience
Amherst, NY
BrokerSells Insurance

Kenneth Sendlak is a registered investment advisor at MML Investors Services, LLC, based in Amherst, NY, with 26 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

300 Corporate Pkwy, Suite 216N, Amherst, NY, 14226

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kenneth is a representative/producer for Specific Solutions, selling fixed annuities since December 2023. This requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 4 yrs 11 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.Broker
October 2007 - March 2017 · 9 yrs 5 mos
Princor Financial Services CorporationBroker
June 2005 - October 2007 · 2 yrs 4 mos
Pan-American Financial AdvisersBroker
December 2001 - May 2005 · 3 yrs 5 mos
American Capital CorporationBroker
May 2001 - December 2001 · 7 mos
Securities America, INC.Broker
August 2000 - May 2001 · 9 mos
Ffp Securities, INC.Broker
February 2000 - August 2000 · 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.