Michael Smith is a registered investment advisor at Morgan Stanley, based in Memphis, TN, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6410 Poplar Avenue, Suite 600, Memphis, TN, 38119
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Regulatory History (1)
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Customer Dispute
July 2007Settled
Other Business Activities
Michael inherited a cattle farm in 2011 and rents the land and house, dedicating minimal time to this activity. He also owns a family farm in Memphis, Tennessee, spending minimal time on administrative tasks.
Employment History
Current Registrations
Morgan StanleyBroker
February 2022 - Present · 4 yrs 3 mos
Morgan Stanley
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
B Riley Wealth Management
June 2008 - February 2022 · 13 yrs 8 mos
B. Riley Wealth ManagementBroker
June 2008 - February 2022 · 13 yrs 8 mos
Citigroup Global Markets INC.
April 2004 - June 2008 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
June 1999 - June 2008 · 9 yrs
State Registrations16 states
ALARAZCAFLGAILKSMIMOMSNCNYSCTNVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.