Paty Susana is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1 Nc, Northeast Region, Purchase, NY, 10577
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Morgan StanleyBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Morgan Stanley
May 2010 - June 2019 · 9 yrs 1 mo
Morgan StanleyBroker
May 2010 - June 2019 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - April 2010 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - April 2010 · 3 yrs 6 mos
State Registrations2 states
CTNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.