Pat Mallozzi
Pat Mallozzi is a registered investment advisor at Cetera Investment Advisers LLC, based in Garden City, NY, with 26 years of industry experience. Pat operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
66 New Hyde Park Rd., Ste. 204, Garden City, NY, 11530
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Pat is involved in various business activities, including real estate investments, tax preparation, and serving as a trustee. He is also an insurance sales agent, currently inactive in property and casualty sales but placing group term life insurance and NY State mandatory disability insurance, and spends nearly full-time working for Mallozzi & Dwyer CPAs P.C.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations11 states
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