TrueAdvisor
TrueAdvisor
AO
AO

Anthony Orestano

Allspring Funds Management, LLC
18 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Allspring Funds Management, LLC
Compensation
Fee-Only (AUM)
Firm Size
85 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Location

Temecula, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Distributor, LLC
August 2020 - Present · 5 yrs 6 mos
Allspring Funds Management, LLC
August 2020 - Present · 5 yrs 6 mos
Allspring Funds Distributor, LLCBroker
August 2020 - Present · 5 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2017 - October 2019 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLC
September 2017 - October 2019 · 2 yrs 1 mo
MML Investors Services, LLC
November 2016 - February 2017 · 3 mos
MML Investors Services, LLCBroker
November 2016 - February 2017 · 3 mos
Eqis Capital Management
October 2015 - March 2016 · 5 mos
Independent Financial Group, LLC
June 2011 - July 2015 · 4 yrs 1 mo
Independent Financial Group, LLCBroker
June 2011 - July 2015 · 4 yrs 1 mo
Capital Brokerage CorporationBroker
December 2008 - May 2011 · 2 yrs 5 mos
Genworth Financial Wealth Management, INC.
December 2008 - May 2011 · 2 yrs 5 mos
LPL Financial Corporation
March 2007 - October 2008 · 1 yr 7 mos
LPL Financial CorporationBroker
February 2007 - October 2008 · 1 yr 8 mos
Nicholas-Applegate Securities LLCBroker
March 2000 - April 2002 · 2 yrs 1 mo
Pacific Corporate Finance, INC.Broker
November 1999 - January 2000 · 2 mos
State Registrations3 states
CAHINV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.