WK
WK

Wendy Knight

26 Years of Experience
Spokane, WA
BrokerSells Insurance

Wendy Knight is a registered investment advisor at Cetera Investment Advisers LLC, based in Spokane, WA, with 26 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

1403 S Grand Ste 205-N, Spokane, WA, 99203

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Wendy sells life insurance through Transamerica and has done so since 2000. She also provides notarization services for the office, spending minimal time on these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 1999 - Present · 26 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2002 - June 2023 · 21 yrs 5 mos
State Registrations19 states
AKAZCACODCFLHIIDMAMDMNMTNVNYORSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.