Robert Graham is a registered investment advisor, based in Birmingham, AL, with 26 years of industry experience.
Location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert acts as Power of Attorney for personal matters, signing legal documents for financial transactions in the event of illness or disability. This requires minimal time.
Employment History
Current Registrations
Stonex Advisors INC.
December 2019 - Present · 6 yrs 9 mos
Stonex Securities INC.Broker
December 2019 - Present · 6 yrs 9 mos
Previous Registrations
Quest Capital Strategies, INC.
January 2019 - December 2019 · 11 mos
Quest Capital Strategies, INC.Broker
August 1999 - December 2019 · 20 yrs 4 mos
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.