David Afzal
David Afzal is a registered investment advisor at Osaic Wealth, INC., based in San Diego, CA, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4542 Ruffner Street, Suite 110, San Diego, CA, 92111
Get directionsHistory
Regulatory History (5)
Financial
April 2019Financial
September 2017Employment Separation After Allegations
July 2012Customer Dispute
November 2002Customer Dispute
June 2002Other Business ActivitiesSells Insurance
David is the president of DACA Financial Group, DACA Investment Services, DACA Mortgage and Realty, and DACA Tax Services, as well as 299 Estate Planning Services. He is also an insurance agent selling life and health insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
National Planning CorporationBroker
LPL Financial LLCBroker
Wm Financial Services, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.