Lawrence Rosen
Lawrence Rosen is a registered investment advisor at Ameriprise Financial Services, LLC, based in Suffern, NY, with 21 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
400 Rella Blvd, Ste 165, Suffern, NY, 10901-8114
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2020Other Business Activities
Lawrence has business ownership in consulting since 2010. He dedicates minimal time to this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Assent LLCBroker
Assent LLCBroker
Genesis Securities, LLCBroker
Credit Suisse First Boston LLCBroker
Bear, Stearns Securities CORP.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Maxine Hyrkas, CFPOsaic Wealth, INC.
- Louis Orazio, CFPCommonwealth Financial Network
- Neal Deutsch, CFP
- Paul Orazio, CFPCommonwealth Financial Network