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Stephan Winn
26 Years of Experience
Wildomar, CA
2 DisclosuresBroker
Stephan Winn is a registered investment advisor at Cetera Investment Advisers LLC, based in Wildomar, CA, with 26 years of industry experience. Stephan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Wildomar, CA
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Regulatory History (2)
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Criminal
November 1998Final Disposition
Criminal
Final Disposition
Other Business Activities
Stephan prepares 5500 filings for a 401(k) through American DJ Supply since 2018. This requires minimal time and is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
August 2008 - Present · 17 yrs 11 mos
Previous Registrations
Cetera Advisors LLC
April 2017 - March 2024 · 6 yrs 11 mos
Cuso Financial Services, L.P.Broker
September 2007 - July 2008 · 10 mos
Multi-Financial Securities CorporationBroker
June 1999 - October 2007 · 8 yrs 4 mos
State Registrations2 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.