AK
AK

Ashish Khanna

11 Years of Experience
Dallas, TX
2 DisclosuresMay Earn Commission

Ashish Khanna is a registered investment advisor at Hightower Advisors, LLC, based in Dallas, TX, with 11 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

Loading...

Location

8411 Preston Road, Suite 700, Dallas, TX, 75225

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2014
Final
Regulatory
May 2009
Final
Employment History
Current Registrations
Hightower Advisors, LLC
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Frontier Investment Management CO
January 2016 - November 2020 · 4 yrs 10 mos
Larson Financial Group, LLC
February 2015 - December 2015 · 10 mos
Larson Financial Group, LLC
April 2014 - February 2015 · 10 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.