James Scott
James Scott is a registered investment advisor at Alden Investment Group, based in Ocala, FL, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 978 clients with $320M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alden Investment Advisors' fees for asset management services are negotiable, up to a maximum of 2.00% annually. Fees are charged quarterly in arrears based on the portfolio value on the last business day of the quarter. The firm aggregates all managed accounts to determine the quarterly fee. Each Investment Advisory Representative determines their own fees, so clients may find lower fees with other representatives. A 0.05% annual reporting fee is billed monthly for clients using the Alden COVE platform.
Location
Ocala, FL
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Regulatory History (1)
Customer Dispute
December 2008Other Business ActivitiesSells Insurance
James is the 100% owner of Scott Agency, LLC, which sells all lines of insurance policies including life, health, property, and casualty. He also provides outsourcing accounting, payroll, and tax preparation services, dedicating about 10-20% of his time to this business.
Employment History
Current Registrations
Alden Investment Group
J. Alden Associates, INC.
J. Alden Associates, INC.Broker
Previous Registrations
Trust Advisory Group LTD
Ages Financial Services, LTD.Broker
Hbw Securities LLCBroker
PFS Investments INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.