David Tillman
David Tillman is a registered investment advisor at A.G.P / Alliance Global Partners, based in Scottsdale, AZ, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
Scottsdale, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a Managing Director at Headwall Private Markets, marketing securities related business through A.G.P./Alliance Global. He dedicates nearly full-time hours to this role as a broker and SPV provider for Pre-IPO companies.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
Emerson Equity LLCBroker
Cibc World Markets CORP.Broker
Susquehanna Financial Group, LllpBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.