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Alfredia Lewis

Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 Years of Experience
Norcross, GA
1 DisclosureBroker
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Alfredia Lewis is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Norcross, GA, with 14 years of industry experience. Alfredia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25502 advisors
Number of Clients
1,838,984 clients
Average Client Portfolio
$969K average
Assets Under Management
$1781.6B

Fee Structure

Investment management only (planning not offered)

Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:

  • Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
  • Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.

Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.

View Full SEC Brochure

Location

5500 Peachtree Pkwy, Norcross, GA, 30092

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History

Regulatory History (1)
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Criminal
December 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Alfredia is the owner of F&L Investment Properties, Inc., a corporation involved in residential property rental, since 1998. This takes about a quarter of Alfredia's time, with a couple of hours during trading hours.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2016 - Present · 10 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - Present · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
Compass Brokerage, INC.Broker
July 1999 - March 2003 · 3 yrs 8 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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