Richard Steele is a CFP, PFS-designated registered investment advisor, based in Bellingham, WA, with 26 years of industry experience.
Location
119 Grand Avenue, Suite A, Bellingham, WA, 98225
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an agent for Avantax Insurance Agency, potentially selling various annuity and insurance products since 2013, dedicating a few hours per week. He also owns Steele Financial Services, Inc. providing accounting services/tax preparation, taking about half of Richard's time, and the Ruvara Marimba Ensemble, spending minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.