Kimberly Sullivan is a registered investment advisor, based in Darien, CT, with 24 years of industry experience. Kimberly is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Darien, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Height Capital Markets
September 2026 - Present · 1 mo
Height Capital MarketsBroker
September 2026 - Present · 1 mo
Height Analytics, LLC
August 2026 - Present · 2 mos
Previous Registrations
Otr Global Trading LLCBroker
May 2006 - May 2023 · 17 yrs
Otr Global LLC
October 2003 - May 2026 · 22 yrs 7 mos
Ota LLCBroker
January 2002 - December 2008 · 6 yrs 11 mos
State Registrations3 states
CTDCMD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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