Janice Brandt is a registered investment advisor at Osaic Wealth, INC., based in Kansas City, MO, with 26 years of industry experience. Janice operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3520 Broadway Blvd, Kansas City, MO, 64111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Janice is the Chief Compliance Officer (CCO) for Sunset Financial Services, dedicating about 10-20% of her time to this role since 1999. She is also a principal with Securities America Advisors, reviewing and approving investment advisory business, spending a few hours per week on this activity since 2014.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Sunset Financial Services, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Sunset Financial Services, INC.
Securities America, INC.Broker
State Registrations12 states
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