DG
DG

Deane Gauthier

26 Years of Experience
Hendersonville, NC
Broker

Deane Gauthier is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Hendersonville, NC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

101 E Allen St., Ste 219, Hendersonville, NC, 28792

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
February 2013 - October 2019 · 6 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
February 2013 - October 2019 · 6 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - February 2013 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1999 - February 2013 · 13 yrs 8 mos
State Registrations32 states
ALARAZCACOCTFLGAILINKSKYMAMDMIMOMTNCNJNMNYOHORPARISCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.