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Chad Fox

26 Years of Experience
Southlake, TX
Broker

Chad Fox is a registered investment advisor at Morgan Stanley, based in Southlake, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1400 Civic Place, Suite 200, Southlake, TX, 76092

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Chad is a co-signer to establish LF Whip Enterprises LLC, a publishing and technology business, for his minor child. This activity, established in 2025, requires minimal time.

Employment History
Current Registrations
Morgan Stanley
October 2023 - Present · 2 yrs 11 mos
Morgan StanleyBroker
October 2023 - Present · 2 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2010 - October 2023 · 13 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2010 - October 2023 · 13 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2005 - April 2007 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
September 2005 - April 2007 · 1 yr 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
April 2000 - September 2005 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1999 - September 2005 · 5 yrs 11 mos
Peregrine Financials & Securities, INC.Broker
June 1999 - September 1999 · 3 mos
State Registrations24 states
ALARCACOFLGAILINLAMIMNMTNCNJNMNVNYORPRTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chad Fox - Financial Advisor | TrueAdvisor