Steven Shirley
Steven Shirley is a registered investment advisor at LPL Financial LLC, based in Friendswood, TX, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1560 W Bay Area Blvd, #105, Friendswood, TX, 77546
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2018Customer Dispute
November 2016Customer Dispute
July 2011Other Business ActivitiesSells Insurance
Steven owns Steven Shirley Insurance, selling life insurance and fixed annuities since 2002, dedicating about 10-20% of his time. He is also an agent for Westpark Wealth Advisors Inc., spending about 10-20% of his time informing prospective clients.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Westpark Wealth Advisors, INC.
Calton & Associates, INC.Broker
Westpark Wealth Advisors, INC.
Ims Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.