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Bradley Thompson

26 Years of Experience
Ft. Lauderdale, FL
2 DisclosuresBrokerSells Insurance

Bradley Thompson is a registered investment advisor, based in Ft. Lauderdale, FL, with 26 years of industry experience.

Location

6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308

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History

Regulatory History (2)
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Regulatory
January 2017
Final
Customer Dispute
August 2002
Award / Judgment
Other Business ActivitiesSells Insurance

Bradley is the president of Thompson Wealth Management, LLC, where he works as a financial advisor, dedicating most of his time. He also owns the office space where Thompson Wealth Management is located and spends minimal time on this activity. Additionally, Bradley is involved in insurance sales, dedicating about 10% of his time.

Employment History
Current Registrations
Kovack Securities INC.Broker
December 2017 - Present · 8 yrs 7 mos
Kovack Advisors, INC.
May 2016 - Present · 10 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
December 2009 - June 2016 · 6 yrs 6 mos
LPL Financial LLC
December 2009 - June 2016 · 6 yrs 6 mos
Primevest Financial Services, INC.
July 2002 - December 2009 · 7 yrs 5 mos
Primevest Financial Services, INC.Broker
July 2002 - December 2009 · 7 yrs 5 mos
Wells Fargo Investments, LLC
April 2001 - September 2002 · 1 yr 5 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - July 2002 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
December 2000 - July 2002 · 1 yr 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
July 1999 - December 2000 · 1 yr 5 mos
State Registrations8 states
AZCACOFLMOORTXWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.