Thomas Flynn is a registered investment advisor, based in Washington, DC, with 26 years of industry experience.
Location
Washington, DC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Russell Investments Financial Services, LLC
January 2011 - Present · 15 yrs 4 mos
Russell Investments
January 2011 - Present · 15 yrs 4 mos
Russell Investments Financial Services, LLCBroker
January 2011 - Present · 15 yrs 4 mos
Previous Registrations
New York Life Investment Management LLC
December 2008 - January 2011 · 2 yrs 1 mo
New York Life Investment Management LLC
March 2006 - February 2007 · 11 mos
Nylife Distributors LLCBroker
May 2005 - January 2011 · 5 yrs 8 mos
Phoenix Equity Planning CorporationBroker
June 2000 - January 2005 · 4 yrs 7 mos
American Express Financial Advisors INC.Broker
June 1999 - June 2000 · 1 yr
Ids Life Insurance CompanyBroker
June 1999 - June 2000 · 1 yr
State Registrations51 states
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Exams
No exam information available for this advisor.