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Dawn Collum

Ameriprise Financial Services, LLC
27 Years of Experience
Kerrville, TX
1 DisclosureBroker
View SEC Summary
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Dawn Collum is a registered investment advisor at Ameriprise Financial Services, LLC, based in Kerrville, TX, with 27 years of industry experience. Dawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

301 Junction Hwy Ste 249, Kerrville, TX, 78028

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dawn owns a single-family real estate property and serves on the Board of Directors for Regent. She also reviewed and edited her personal story for inclusion in a book about local leaders.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2012 - Present · 14 yrs
Ameriprise Financial Services, LLC
October 2012 - Present · 14 yrs
Ameriprise Financial Services, LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Morgan Stanley
June 2009 - October 2012 · 3 yrs 4 mos
Morgan StanleyBroker
June 2009 - October 2012 · 3 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2001 - April 2007 · 5 yrs 9 mos
Morgan Stanley Dw INC.Broker
July 2001 - April 2007 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1999 - May 2001 · 1 yr 11 mos
State Registrations22 states
ARCACOFLHIIAKYLAMDMIMNMOMTNENMNYOKORTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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