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John Spano

25 Years of Experience
Cedar Park, TX
BrokerSells Insurance

John Spano is a registered investment advisor, based in Cedar Park, TX, with 25 years of industry experience.

Location

3001 Glacier Pass Lane, Cedar Park, TX, 78613

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is an independent insurance agent since 2015, spending a few hours per week on this activity. He also works as a Lyft driver (full-time), is an advisory representative of a RIA (nearly full-time), and owns Spano Financial, LLS (about 10-20% of his time).

Employment History
Current Registrations
Cambridge Investment Research, INC.
March 2015 - Present · 11 yrs 2 mos
Cambridge Investment Research Advisors, INC.
March 2015 - Present · 11 yrs 2 mos
Cambridge Investment Research, INC.Broker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
National Planning CorporationBroker
January 2011 - March 2015 · 4 yrs 2 mos
Securities America, INC.Broker
January 2003 - January 2011 · 8 yrs
Janus Distributors, INC.Broker
June 1999 - May 2001 · 1 yr 11 mos
State Registrations14 states
CACOFLINKSKYMDMNMONCNMOHORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Spano - Financial Advisor | TrueAdvisor