David Schoep is a registered investment advisor, based in Aurora, CO, with 25 years of industry experience.
Location
23528 E Rocky Top Ave, Aurora, CO, 80016
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLC
July 2024 - Present · 1 yr 10 mos
Cetera Wealth Services, LLCBroker
July 2024 - Present · 1 yr 10 mos
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Financial Specialists LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Financial Specialists LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Advisors LLC
January 2012 - Present · 14 yrs 4 mos
Cetera Advisors LLCBroker
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
First Allied Securities, INC.Broker
June 2019 - September 2022 · 3 yrs 3 mos
Cetera Advisor Networks LLCBroker
June 2019 - June 2020 · 1 yr
Summit Brokerage Services, INC.Broker
July 2018 - December 2019 · 1 yr 5 mos
Cetera Advisor Networks LLCBroker
March 2013 - June 2015 · 2 yrs 3 mos
Cetera Investment Services LLCBroker
February 2013 - June 2015 · 2 yrs 4 mos
Cetera Advisor Networks LLC
November 2012 - June 2015 · 2 yrs 7 mos
Cetera Investment Services LLC
November 2012 - January 2014 · 1 yr 2 mos
Cetera Investment Advisers LLC
October 2012 - June 2015 · 2 yrs 8 mos
Cetera Financial Specialists LLCBroker
October 2012 - June 2015 · 2 yrs 8 mos
Cetera Advisors LLC
May 2012 - March 2024 · 11 yrs 10 mos
Multi-Financial Securities CorporationBroker
November 2007 - August 2011 · 3 yrs 9 mos
Charles Schwab & CO., INC.Broker
September 2005 - October 2007 · 2 yrs 1 mo
Transamerica Capital, INC.Broker
January 2005 - July 2005 · 6 mos
Oppenheimerfunds Distributor, INC.Broker
March 2000 - February 2005 · 4 yrs 11 mos
Janus Distributors, INC.Broker
June 1999 - January 2000 · 7 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.