Marisa Goldstein is a registered investment advisor at Morgan Stanley, based in Napa, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
700 Main Street, Suite 315, Napa, CA, 94559
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2013 - Present · 12 yrs 10 mos
Morgan Stanley
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
First Allied Securities, INC.Broker
October 2011 - June 2012 · 8 mos
First Allied Securities, INC.
October 2011 - June 2012 · 8 mos
Nuveen Asset Management
October 2002 - October 2009 · 7 yrs
Rittenhouse Asset Management, INC.
October 2002 - January 2009 · 6 yrs 3 mos
Nuveen Investments, LLCBroker
September 2002 - October 2009 · 7 yrs 1 mo
Salomon Smith Barney INC.Broker
July 2000 - March 2001 · 8 mos
State Registrations26 states
AKALAZCACOCTFLGAHIIDILMAMDMIMNNCNJNVNYORPATNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.