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CFP
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CFP

Scott Morrow

LPL Financial LLC
24 Years of Experience
Newburgh, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Morrow is a CFP-designated registered investment advisor at LPL Financial LLC, based in Newburgh, NY, with 24 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

953 Route 300, Newburgh, NY, 12550

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is affiliated with Hudson Valley Federal Credit Union and its DBAs, including Wealth Management at Hudson Valley Credit Union. He also offers non-variable insurance products, including Medicare plans, dedicating a few hours per week to these activities, and works full-time on his LPL business.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
LPL Financial LLC
July 2007 - Present · 19 yrs 3 mos
LPL Financial LLCBroker
July 2007 - Present · 19 yrs 3 mos
Previous Registrations
Wachovia Securities, LLCBroker
May 2006 - April 2007 · 11 mos
Allstate Financial Services, LLCBroker
September 2004 - March 2006 · 1 yr 6 mos
First Investors CorporationBroker
June 1999 - October 2002 · 3 yrs 4 mos
State Registrations30 states
ARAZCACOCTFLGAIDINMAMDMIMOMTNCNHNJNMNVNYOHPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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