David Rick
David Rick is a CFP-designated registered investment advisor at Red Mountain Financial Partners, based in Durango, CO, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 4 more. Their firm serves 309 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Red Mountain Financial Partners manages your investments for a fee based on a percentage of the value of your portfolio, up to 1.5% per year. This fee is calculated each quarter based on the value of your portfolio at the end of the previous quarter. You can choose to have Red Mountain Financial Partners make investment decisions for you, or you can make your own decisions.
Location
555 Rivergate Lane - Suite B1-107, Durango, CO, 81301
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2013Other Business Activities
David is involved in two investment-related activities. He owns rental real estate and spends minimal time on it, and he provides investment advisory services through Red Mountain Financial Partners, dedicating a few hours per week to this role.
Employment History
Current Registrations
Red Mountain Financial Partners
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Securities America Advisors INC
Securities America, INC.Broker
Amcore Investment Services, INCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.