David Rick
David Rick is a CFP-designated registered investment advisor at Red Mountain Financial Partners, based in Durango, CO, with 27 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 314 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee of 1.5% of assets under management. Exact fees are negotiable and detailed in the client agreement.
Fee Estimator
Location
555 Rivergate Lane - Suite B1-107, Durango, CO, 81301
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2013Other Business Activities
David is involved in two investment-related activities. He owns rental real estate and spends minimal time on it, and he provides investment advisory services through Red Mountain Financial Partners, dedicating a few hours per week to this role.
Employment History
Current Registrations
Red Mountain Financial Partners
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Securities America Advisors INC
Securities America, INC.Broker
Amcore Investment Services, INCBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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