JE
JE
Joseph Eschleman
26 Years of Experience
Sacramento, CA
5 DisclosuresBrokerSells Insurance
Joseph Eschleman is a registered investment advisor, based in Sacramento, CA, with 26 years of industry experience.
Location
500 Capitol Mall, Suite 1060, Sacramento, CA, 95814
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2025Pending
Regulatory
August 2018Final
Employment Separation After Allegations
April 2017Customer Dispute
April 2014Settled
Customer Dispute
February 2003Closed-No Action
Other Business ActivitiesSells Insurance
Joseph owns residential rental properties in Sacramento, CA, dedicating minimal time to this activity. He is also an agent for fixed insurance products with PKS Financial, spending a few hours per week, and the President and IAR of Towerpoint Wealth, LLC, a RIA, which is a full-time commitment. Joseph also advises clients on cryptocurrency investments through Eaglebrook Advisors, spending minimal time on this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2017 - Present · 8 yrs 9 mos
Towerpoint Wealth, LLC
May 2017 - Present · 9 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2017 · 13 yrs 10 mos
Wells Fargo Clearing Services, LLC
July 2003 - May 2017 · 13 yrs 10 mos
Prudential Securities IncorporatedBroker
September 1999 - July 2003 · 3 yrs 10 mos
Prudential Securities Incorporated
August 1999 - July 2003 · 3 yrs 11 mos
State Registrations4 states
CAPATNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.