EM
EM

Eric Matthews

24 Years of Experience
Fort Mill, SC
Broker

Eric Matthews is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
October 2009 - Present · 16 yrs 7 mos
LPL Financial LLCBroker
May 2008 - Present · 18 yrs
Previous Registrations
Uvest Financial Services Group, INC.Broker
March 2007 - November 2008 · 1 yr 8 mos
E*trade Securities LLCBroker
September 2006 - March 2007 · 6 mos
Harrisdirect LLCBroker
February 2004 - September 2006 · 2 yrs 7 mos
Tiaa-Cref Individual & Institutional Services, INC.Broker
October 2002 - January 2003 · 3 mos
Vanguard Marketing CorporationBroker
July 2002 - September 2002 · 2 mos
TD Waterhouse Investor Services, INC.Broker
July 2000 - August 2001 · 1 yr 1 mo
E*trade Securities, INC.Broker
November 1999 - May 2000 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.