Mark Urban is a registered investment advisor, based in Naples, FL, with 26 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Naples, FL
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Regulatory History (2)
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Customer Dispute
February 2013Denied
Employment Separation After Allegations
October 2004Other Business ActivitiesSells Insurance
Mark operates Urban Wealth Advisors, LLC as a DBA for his investment and insurance business, dedicating about a quarter of his time. He also has several other LLCs related to oil and mineral rights investments, spending minimal time on these ventures.
Employment History
Current Registrations
Cabot Lodge Securities LLCBroker
June 2013 - Present · 13 yrs 4 mos
Cl Wealth Management LLC
October 2011 - Present · 15 yrs
Previous Registrations
Allied Beacon Partners, INC.Broker
October 2011 - July 2013 · 1 yr 9 mos
Workman Securities Corporation
July 2007 - September 2011 · 4 yrs 2 mos
Workman Securities CorporationBroker
July 2005 - September 2011 · 6 yrs 2 mos
Legg Mason Wood Walker, IncorporatedBroker
August 2004 - October 2004 · 2 mos
E*trade Securities LLCBroker
August 1999 - August 2004 · 5 yrs
State Registrations16 states
ALCAFLGAILMINCNJNYPARISCTNVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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