EP
EP

Eric Pol

26 Years of Experience
Gainsville, VA
Broker

Eric Pol is a registered investment advisor at LPL Financial LLC, based in Gainsville, VA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

14385 Mcgraws Corner Drive, Gainsville, VA, 20155

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
May 2025 - Present · 1 yr
LPL Financial LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Cuso Financial Services, L.P.
April 2021 - May 2025 · 4 yrs 1 mo
Cuso Financial Services, L.P.Broker
March 2021 - May 2025 · 4 yrs 2 mos
Edward JonesBroker
August 2019 - February 2021 · 1 yr 6 mos
Edward Jones
August 2019 - February 2021 · 1 yr 6 mos
Charles Schwab & CO., INC.
March 2016 - August 2019 · 3 yrs 5 mos
Charles Schwab & CO., INC.Broker
March 2016 - August 2019 · 3 yrs 5 mos
Suntrust Investment Services, INC.
September 2015 - March 2016 · 6 mos
Suntrust Investment Services, INC.Broker
June 2015 - March 2016 · 9 mos
Scottrade, INC.Broker
August 2000 - June 2015 · 14 yrs 10 mos
Refco Securities, LLCBroker
May 2000 - July 2000 · 2 mos
Hencorp Becstone Securities, LcBroker
April 2000 - July 2000 · 3 mos
Pruco Securities CorporationBroker
June 1999 - January 2000 · 7 mos
State Registrations16 states
CADCDEGAMDMOMSNCNYOHPASCTNVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.