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Jay Gazzier

Ameriprise Financial Services, LLC
27 Years of Experience
Houston, TX
1 DisclosureBroker
View SEC Summary
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Jay Gazzier is a registered investment advisor at Ameriprise Financial Services, LLC, based in Houston, TX, with 27 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1300 Hercules Ave Ste 205, Houston, TX, 77058

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2018
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jay owns two single-family real estate properties and another business, none of which are investment-related. He spends a few hours per week on the business ownership activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLC
November 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2018 - Present · 7 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1999 - November 2018 · 18 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - November 2018 · 19 yrs
AXA Advisors, LLCBroker
August 1999 - November 1999 · 3 mos
The Equitable Life Assurance Society of the United StatesBroker
August 1999 - November 1999 · 3 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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